Chapter 1 Basic Concepts of Topology
1.1 Introduction
The notion of a set, while telling us that certain objects —the elements that comprise it— have something in common with each other, does not give us any idea of the closeness between these elements. On the other hand, if we consider for example the real numbers, this notion is present. We know, for example, that the number 2 is much closer to 1 than 423 is. The concept of a topology in a set that we will define below tries to capture precisely this notion of closeness which, as we will see, admits many gradations.
Definition. : A topological space consists of a pair , where is a set and is a collection of subsets of satisfying the following conditions:
- 1.
The subsets and of are in .
- 2.
If , , is a one-parameter family of subsets of in , then is also in .
- 3.
If and are in , then is also in .
For simplicity, we will often denote the topological space simply by when the topology is understood from context, as is common practice.
The elements of , subsets of , are called the open subsets of . The set itself is called a topology on . Condition 2) tells us that infinite unions of elements of are also in , while condition 3) tells us that in general only finite intersections remain in . The following examples illustrate why this asymmetry exists, they also illustrate how giving a topology is essentially giving a notion of closeness between the points of the set in question.
Example. : a) Let , that is, the only open subsets of are the empty subset and the subset . It is clear that this collection of subsets is a topology, as it satisfies the three required conditions. This topology is called the indiscrete topology on . We can say that, with this topology, the points of are arbitrarily close to each other, since if an open set contains one of them it contains all of them.
Example. : b) Let = (), the collection of all subsets of . Clearly, this collection also satisfies the conditions mentioned above and therefore it is also a topology on , the so-called discrete topology on . We can say that in this one all the points are arbitrarily separated from each other since, for example, given any point of there is an open set that separates it from all the others, which consists of only the point in question.
Example. : c) Let be the set of real numbers, l R, and let
, that is, the collection of open sets in the usual sense of the real numbers. Let’s see that this collection satisfies the conditions to be a topology. Clearly, (since it has no ), as well as l R (since it contains all ), and thus condition 1) is satisfied. Let us examine the second condition: let then for some and therefore there will exist such that all with are also in , and therefore in . Finally, the third condition: let then is in and therefore there will exist such that all with will be in ; as is also in , there will exist such that all with will be in . Let , then all with will be in and in and therefore in , so we conclude that this last set is also in . l R with this topology is called the real line.
Exercise. : In the real line, as defined in the previous example, find an infinite intersection of open sets that is not open.
Example. : d) Let , that is, the Cartesian product of l Rwith itself —the set of all pairs , with — and let
. Following the previous example, it can be seen that this is also a topological space and that this is the topology we usually use in
Definition. : A metric space is a pair consisting of a set and a map , usually called distance, satisfying the following conditions for all :
- 1.
Non-negativity: , with equality only when .
- 2.
Symmetry: .
- 3.
Triangle inequality: .
Exercise. : Prove that any metric space has a topology induced by its metric in a similar way to l R in the previous example.
Exercise. : Prove that, for any set, if and defines a distance. What topology does this distance induce on the set?
Clearly, a distance gives us a notion of closeness between points, in the precise form of a numerical value. A topology, by not generally giving us any number, gives us a much vaguer notion of closeness, but still generally interesting.
Terminology
We now give a summary of the usual terminology in this area, which is a direct generalization of the commonly used one.
Definition. : We will call the complement, , of the subset of the subset of all elements of that are not in .
Definition. : We will say that a subset of is closed if its complement is open.
Definition. : A subset of is called a neighborhood of if there is an open set , with , contained in .
Definition. : We will call the interior of the subset of formed by the union of all open sets contained in .
Definition. : We will call the closure of the subset of formed by the intersection of all closed sets containing .
Definition. : We will call the boundary of the subset of formed by .
Exercise. : Let be a metric vector space, prove that: a) is closed and is a neighborhood of . b) , is also a neighborhood of . c) d) e) .
Exercise. : Let be a topological space and a subset of . Prove that: a) is open if and only if each has a neighborhood contained in . b) is closed if and only if each in (that is, not belonging to ) has a neighborhood that does not intersect .
Exercise. : Let be a topological space, let and . Prove that: a) if and only if has a neighborhood contained in . b) if and only if every neighborhood of intersects . c) if and only if every neighborhood of contains points in and points in .
1.2 Derived Concepts
In the previous sections, we have seen that the concept of a topology leads us to a generalization of a series of ideas and derived concepts that we knew how to handle in , revealing that they did not depend on the usual distance used in these spaces (the so-called Euclidean distance). It is then worth asking if there are still other possible generalizations. In this and the next subsection, we will study two more of them. These in turn open up a vast area of mathematics, which we will not cover in this course but is very important in what concerns modern physics.
The first of these notions is continuity.
Continuous Maps
Definition. : Let be a map between two topological spaces (see the box below). We will say that the map is continuous if given any open set of , is an open set of .
Note
Definition. : A map between a set and another is an assignment to each element of of an element of .
This generalizes the usual concept of a function. Note that the map is defined for every element of while, in general, its image, that is, the set , is not all of . In the case that it is, i.e. , we will say that the map is surjective. On the other hand, if it is fulfilled that , we will say that the map is injective. In such a case, there exists the inverse map to between the set and . If the map is also surjective then its inverse is defined on all of and in this case, it is denoted by . It is also useful to consider the sets , sometimes called the pre-image of the set under .
Clearly, the previous definition only uses topological concepts. Does it have anything to do with the usual epsilon-delta definition used in ? The answer is affirmative, as we will see below in our first theorem. But first, let’s see some examples.
Example. : a) Let and be any topological spaces and let the topology on be the discrete one. Then any map between and is continuous. Indeed, for any open set in , is some subset in , but in the discrete topology, every subset of is an open set.
Example. : b) Let and be any topological spaces and let the topology on be the indiscrete one. Then any map between and is also continuous. Indeed, the only open sets in are and , but , while , but whatever the topology of , and are open sets.
From the previous examples, it might seem that our definition of continuity is not very interesting. But that is because we have taken cases with the extreme topologies. It is in the intermediate topologies where the definition becomes more useful.
Example. : c) Let and be real lines, and let be a map such that if , if . This map is not continuous because, for example, while the interval is open, its pre-image is not open.
Theorem The map is continuous if and only if given any point and any neighborhood of , there exists a neighborhood of such that .
This theorem provides an equivalent definition of continuity that is much closer to the intuitive concept of continuity.
Proof:
Suppose is continuous. Le t be a point of , and a neighborhood of . By definition of neighborhood, there exists an open set in and containing . By continuity, is an open set of , and as it contains , it is a neighborhood of . It is then fulfilled that . Now to prove the reciprocal, suppose that given any point and any neighborhood of , there exists a neighborhood of such that . Then let be any open set of , we must now show that is an open set of . Let be any point of , then and therefore is a neighborhood of , therefore there exists a neighborhood of such that and therefore . But then contains a neighborhood of each of its points and therefore it is open.
Exercise. : Let and be continuous maps, prove that the composite map is also continuous. (Composition of maps preserves continuity.)
Note Induced Topology:
Let be a map between a set and a topological space . This map naturally provides, that is, without the help of any other structure, a topology on , denoted by and called the topology induced by on . It is given by , that is, is an open set of if there exists an open set of such that . In other words, the open sets in are the pre-images of all the open sets in . Note that under this topology on , the map is automatically continuous. In fact, it is by construction the “minimal” topology on that renders continuous.
Exercise. : Prove that this construction really defines a topology.
Not all topologies thus induced are of interest and, in general, they depend strongly on the map, as shown by the following example:
Example. :
a) Let with the usual topology and let be the function . This function is clearly continuous with respect to the topologies of and , those of the real line. However, the topology induced on by this map is the indiscrete one!: . Interestingly, this “loss” of topological information can be intuitively associated to the information lost by in mapping the whole l R to a single point, . In fact, would be continuous with respect to any topology on , so its continuity is not very interesting, as it does not tell us anything about the underlying topology.
b) Let and be as in a) and let be an invertible map, then coincides with the topology of the real line.
Compactness
The second generalization that we are interested in corresponds to the concept of compactness. For this, we introduce the following definition: let be a set, a subset of , and a collection of subsets of parameterized by a continuous or discrete variable . We say that this collection covers if . In such a case, we also say that is a cover of . When is a topological space and the sets are open, we say that is an open cover of . Finally, a subcollection of that also covers is called a subcover.
Definition. : We say that a subset of a topological space is compact if given any collection of open sets that covers , there exists a finite subcollection of these that also covers .
Example. : a) Let be an infinite set of points with the discrete topology. Then a cover of consists, for example, of all subsets of the form , with . Since the topology of is discrete, any cover is an open cover. But no finite number of the sets cover all of , therefore is not compact in this case. Clearly, if had only a finite number of elements it would always be compact, regardless of its topology.
Example. : b) Let be any set with the indiscrete topology. Then is compact. The only open sets of this set are and , so any open cover has as one of its members and this alone is enough to cover .
Thus, we see that this property strongly depends on the topology of the set. The relation with the intuitive concept of compactness is clear from the following example and exercise.
Example. : c) Let be the real line and . This subset is not compact because, for example, the following is an open cover of that has no finite subcover:
Exercise. : Let be the real line and . Prove that is compact.
Proof:
Let be an open cover of . Consider the set of all such that is covered by finitely many . We shall see that . This set is not empty since is in some open set of the covering, and therefore there exists such that is inside this open set. Furthermore it is bounded above by . Therefore, is a non-empty upper-bounded real set, so by the least-upper-bound property of l R it has a least upper bound. Let be that number and be an element of the cover such that . We assume otherwise we would be done. Adding this set to the finite subcovering we still get a finite subcover containing , and therefore also some other element . Contradicting the fact that was a least upper bound.
Now let’s see the relation between the two derived concepts of Topology, namely the continuity of maps between topological spaces and compactness. The fact that a map between topological spaces is continuous implies that this map is special, in the sense that it carries or conveys information about the respective topologies and preserves the topological properties of the sets it associates. This is seen in the following property, which —as shown by the following example— is very important.
Theorem Let and be two topological spaces and a continuous map between them. Then if is a compact subset of , is a compact subset of .
Proof. : Let be a collection of open sets in that cover . Then the collection covers , but is compact and therefore there will be a finite subcollection of the former that also covers it. Therefore, the finite subcollection will also cover . Since this is true for any open cover of we conclude that is compact.
Example. : Let be a compact topological space and let be a continuous map between and the real line. is then a compact real set and therefore a closed and bounded set, but then this set will have a maximum and a minimum, that is, the map reaches its maximum and minimum in .
Finally, another theorem of fundamental importance about compact sets, which shows that they have another property that makes them very interesting. For this, we introduce the following definitions, which also only use topological concepts. A sequence in a set , , with , is a map from to this set. Given a sequence in a topological space , we say that is a limit point of this sequence if given any open set containing there exists a number such that for all , . We say that is an accumulation point of this sequence if given any open set containing , infinitely many elements of the sequence also belong to .
Exercise. : Find an example of a sequence in some topological space with different limit points.
Theorem Let be compact. Then every sequence in has an accumulation point.
Proof: Suppose —contrary to the theorem’s assertion— that there exists a sequence in without any accumulation points. That is, given any point there exist a neighborhood containing it and a number such that if then . Since this is valid for any in , the collection of sets is an open cover of , but is compact and therefore it has a finite subcover. Let be the maximum among the of this finite subcover. But then for all which is absurd.
Exercise. : Prove that compact sets in the real line are the closed and bounded ones.
We can now ask the inverse question: if is such that every sequence has accumulation points, is it true then that is compact? An affirmative answer would give us an alternative characterization of compactness, and this is affirmative for the case of the real line. In general, however, the answer is negative: there are topologies in which every sequence in a set has accumulation points in it, but this set is not compact. However, all the topologies we will see are second countable [See box] and in these the answer is affirmative.
In the real line, it is true that if is an accumulation point of a sequence then there exists a subsequence, (that is, a restriction of the map defining the sequence to an infinite subset of ) having as a limit point. This is also not true in the generality of topological spaces, but it is if we consider only those that are first countable [See box]. All the spaces we will see in this course are first countable.
1.3 Completeness of Metric Spaces and Cauchy Sequences
When the topology of a set is generated by a metric, the notions of closeness acquire a more tangible, numerical reality. In this case, we can introduce a couple of very important concepts that will be key in the rest of the book.
Suppose we have a sequence of elements converging to an element , that is, is a limit point. If the topology is induced by a metric distance, then it will happen that,
(1.1) |
That is, given an arbitrary , there will exist an such that for all .
Let and be greater than , then, due to the triangle inequality that distances satisfy,
(1.2) |
That is, all elements of the sequence must necessarily get closer to each other if the sequence converges. We will say that a sequence is a Cauchy sequence if its elements get closer to each other, that is, if given any , there exists an such that for all , .
Thus, every sequence that has a limit point is a Cauchy sequence. Is the inverse valid? That is, does every Cauchy sequence have a limit point? The answer is that in general, it is not so. For example, if the space is the real line without with the distance given by the absolute value, then the sequence does not have a limit point. Clearly, this space is strange because it has a gap! But as we will see later, gaps can be much less obvious than this. And that is why a very important concept among metric spaces (and also normed spaces, since the norm is a particular metric function) is that of a Complete set, that is, a set where every Cauchy sequence has a limit point.
Note *Countability of topological spaces.
Definition. : We say that a topological space is first countable if for each there exists a countable collection of open sets such that for every neighborhood of there exists such that .
Definition. : We say that a topological space is second countable if there is a countable collection of open sets such that any open set of can be expressed as a union of sets from this collection.
Example. :
a) with the indiscrete topology is first countable.
b) with the discrete topology is first countable. And second countable if and only if its elements are countable.
Exercise. : Prove that the real line is first and second countable. Hint: For the first case, use the open sets and for the second
Note *Separability of topological spaces.
Definition. : A topological space is Hausdorff if given any pair of points of , and , there exist neighborhoods and such that .
Example. :
a) with the indiscrete topology is not Hausdorff.
b) with the discrete topology is Hausdorff.
Exercise. : Find a topology such that the integers are Hausdorff and compact.
Exercise. : Prove that if a space is Hausdorff then if a sequence has a limit point, it is unique.
Exercise. : Let be compact, Hausdorff, and continuous. Prove that the images of closed sets are closed. Find a counterexample if is not Hausdorff.
Bibliography notes This chapter is essentially a condensed version of Chapters 26, 27, 28, 29, and 30 of [Geroch], see also [Kelley], [Wald], and [Isham]. Topology is one of the most fascinating branches of mathematics, if you delve deeper you will be captivated! Of particular interest in physics is the notion of Homotopy, a good place to understand these ideas is Chapter 34 of [Geroch].